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SEC

New SEC rule says stock trades must be finalized more quickly

by Daniel Ackerman
May 29, 2024
Trades must be finalized by the end of the following business day to minimize failures in volatile markets.
"The more a trade is unsettled, the more exposure it has to a fail," said Bob Walley of Deloitte Risk & Financial Advisory.
Michael M. Santiago/Getty Images
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SEC moves closer to blessing ether ETFs, cheering crypto fans

by Sabri Ben-Achour
May 24, 2024
It could soon be easier to buy and sell ether, a cousin of bitcoin, via traditional market mechanisms.
Instead of directly buying the cryptocurrency, a spot ETF would allow an asset manager to do it for you.
S3studio/Getty Images
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A Warmer World

SEC adopts rule making companies disclose climate risks

by Elizabeth Trovall
Mar 7, 2024
The rules are softer than those initially proposed.
New SEC rules are intended to standardize reporting requirements on things like emissions and exposure to climate change-related disasters.
Giles Clarke/Getty Images
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Regulate crypto? Sure. But how? 

by Lily Jamali
Jul 14, 2023
Both regulators and crypto bros cheer a ruling on Ripple Labs. Many call the regulatory framework governing digital assets outmoded.
Andrew Caballero-Reynolds/AFP via Getty Images
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What's behind the SEC lawsuits against Coinbase and Binance?

by Sabri Ben-Achour
Jun 6, 2023
Are cryptocurrencies securities like stocks and bonds? There isn't consensus, but the answer would make a huge difference to the crypto industry.
The SEC is accusing crypto exchange Coinbase of trading cryptocurrencies that the agency says should be registered as securities.
Justin Sullivan/Getty Images
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SEC suit against crypto exchanges is latest effort to regulate a largely unregulated industry

by Kimberly Adams
Jan 13, 2023
The Securities and Exchange Commission is suing Gemini Trust Company and Genesis Global Capital for selling allegedly unregistered securities.
Absent more comprehensive regulations, the Securities and Exchange Commission is enforcing laws not specifically designed for crypto.
Marco Bello/Getty Images
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Commission-free stock trading has spurred retail investors. But its days might be numbered.

by Justin Ho
Jun 22, 2022
The head of the Securities and Exchange Commission has taken aim at the commission-free business model.
A large part of the boom in retail stock trading has been fueled by the advent of no-commission stock trading.
Spencer Platt/Getty Images
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Crypto's growth spawns a Washington debate: Who should regulate it?

by Lily Jamali
Jun 8, 2022
A bill would put the Commodity Futures Trading Commission in charge. Some consumer advocates back the Securities and Exchange Commission.
The Securities and Exchange Commission has more people to oversee cryptocurrency than the smaller Commodity Futures Trading Commission, but other factors are involved.
Saul Loeb/AFP via Getty Images
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The SEC is set to propose changes to stock market operations

by David Brancaccio , Alex Schroeder and Erika Soderstrom
Jun 8, 2022
What some of the possible changes could mean for investors.
Traders work on the floor of the New York Stock Exchange on March 20, 2020 in New York City. Changes to the market that seem to target market efficiency are in the works.
Photo by Spencer Platt/Getty Images
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Proposed bitcoin ETFs spotlight debate over rules governing crypto

by Lily Jamali
Mar 22, 2022
SEC delays decision on allowing exchange-traded funds. It has to make big calls on digital currencies, whether it wants to or not.
The SEC is spending a lot of time figuring out how to deal with cryptocurrencies.
Saul Loeb/AFP Getty Images
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